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Thematic review on Whistleblowing

Jan 22, 2025

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3 min read

Thematic review on Whistleblowing

The DFSA finds a few gaps that need to be addressed

10 Leaves
10 Leaves
ADGM issues new Employment Regulations

Jan 10, 2025

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2 min read

ADGM issues new Employment Regulations

In force from 1st April 2025

10 Leaves
10 Leaves
ADGM reduces fees

Jan 2, 2025

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2 min read

ADGM reduces fees

in most cases, and increases fees for regulated firms

10 Leaves
10 Leaves
DFSA Thematic Review - Crowdfunding Operators

Oct 23, 2024

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4 min read

DFSA Thematic Review - Crowdfunding Operators

Client Agreements and Disclosure Requirements

10 Leaves
10 Leaves
DFSA Thematic review on Management of Operational Risk in Money Services

Oct 22, 2024

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2 min read

DFSA Thematic review on Management of Operational Risk in Money Services

MSPs are to review the findings and enhance their systems

10 Leaves
10 Leaves
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The Riffle

A not-so-compliant way to read compliance!